IT Risk Management

Risk Theorized. Threat Thwarted.

When you’re a financial institution, you face risk on a daily basis. You require a partner who can identify potential risk, test your defenses and thwart threats when they arise. Your protective systems need real-time information to prevent hacking attempts or breaches. Whether onsite or via our remote technology capabilities, we’ll evaluate, recommend and implement workable policies and procedures for navigating regulatory risk.

We offer a full suite of IT risk management solutions, including review/assessment of:

  • Cybersecurity controls
  • Internal/external vulnerability
  • GLBA compliance
  • Disaster recovery
  • Business continuity
  • SOX audit, consulting and controls
  • SOC1, SOC2 and SOC3 engagements
  • VISA PCI PIN Security assessments
  • ATM and POS Security

What do you offer to address cybersecurity?

You need to be prepared for any risk threat to your institution’s controls—we can help with that in a variety of ways, including:

  • Inherent-risk profiling
  • Maturity-level designation
  • Threat intelligence/collaboration
  • External-dependency management
  • Cyber-incident management
  • Remediation recommendations

How can you help assess my FI’s vulnerabilities?

The potential for disclosure, misuse or destruction of your private customer information means assessment and protection is key.

  • Security-posture assessment
  • Vulnerability identification
  • Infrastructure evaluation
  • Social-engineering security
  • NIST-level external/internal assessment

What can you offer by way of GLBA compliance?

You need a solid foundation to effectively manage risk in your institution—we navigate GLBA regulatory issues, offering:

  • Policy mapping
  • Controls/objectives assessment
  • Safeguard standardization
  • Compliance documentation

How can I work with FBLG to manage disaster recovery?

Planning ahead is paramount to managing potential disaster recovery—we provide:

  • Business continuity planning
  • Catastrophic plan review
  • Comprehensive, stakeholder-driven crisis management

How can I work with FBLG to manage disaster recovery?

  • Specialized expertise in the banking and finance industry
  • 20+ years average experience among shareholders
  • Ongoing, one-to-one engagement
  • Consistency and accountability
  • No hidden charges—just sensible financial advice

Next Steps

Our subject-matter expert Keith Ferguson is ready to talk IT risk management with you.

Audit Services

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Tax Services

Investigation of your tax offerings—form regulatory compliance to planning to maximize savings

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IT Risk Management

Profiling your level of IT and security service—from vulnerability assessments to cybersecurity

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Keith A. Ferguson, CISA, CISSP, CRISC

Email: fergusonk@fbl-cpa.com
Phone: 303.382.5205

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